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Code Of Conduct

Repairyourinvestments follows a strict code of conduct. We also conduct audits to ensure that this code is not breached under any circumstance. The various guidelines we adhere to are as follows:

- We do not support or recommend any Mutual Funds or ULIPs which use any unethical means to sell, market or induce any investor to   buy their schemes.

- We take necessary steps to ensure that the clients’ interest is protected.

- We adhere to SEBI Mutual Fund regulations and guidelines related to selling, distribution and advertising practices. We are fully   conversant with the key provisions of the offer document as well as the operational requirements of various schemes.

- We provide full and latest information of schemes to investors in the form of offer documents, performance reports, fact sheets,   portfolio disclosures and brochures, and recommend schemes appropriate for the client’s situation and needs.

- We highlight risk factors of each scheme, avoid misrepresentation and exaggeration, and urge investors to go through offer   documents/key information memorandum before deciding to make investments.

- We disclose all material information related to the schemes/plans while canvassing for business.

- We abstain from indicating or assuring returns in any type of scheme, unless the offer document is explicit in this regard.

- We maintain necessary infrastructure to support the AMCs in maintaining high standards to investors, and ensure that critical   operations such as forwarding forms and cheques to AMCs/registrars and despatch of statement of account and redemption cheques   to investors are done within the time frame prescribed in the offer document and SEBI Mutual Fund Regulations.

- We avoid colluding with clients in faulty business practices such as bouncing cheques, wrong claiming of dividend/redemption   cheques,   etc.

- We avoid commission driven malpractices such as : o recommending inappropriate products solely because the intermediary is   getting higher commissions there from o encouraging over transacting and churning of mutual fund investments to earn higher   commissions, even if they mean higher transaction costs and tax for investors.

- We avoid making negative statements about any AMC or scheme and ensure that comparisions if any, are made with similar and   comparable products.

- We ensure that all investor related statutory communications (such as changes in fundamental attributes, exit/entry load, exit options,   and other material aspects) are sent to the investors reliably and on time.

- We maintain confidentiality of all investor deals and transactions.

- When marketing various schemes, we remember that a client’s interest and suitability to their financial needs is paramount, and that   extra commission or incentive earned should never form the basis for recommending a scheme to the client.

- We do not rebate commission back to investors and avoid attracting clients through temptation of rebate/gifts etc.

- Our focus on financial planning and advisory services ensures correct selling, and also reduces the trend towards investors asking for   pass back of commission.

- All employees engaged in sales and marketing obtain AMFI and IRDA certification. Employees in other functional areas are also   encouraged to obtain the same certifications .

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